In accordance with the provisions of Article 334 of Law 6/2023 of March 17 on Securities Markets and Investment Services, as well as Article 94 bis of Law 35/2003 of November 4 on Collective Investment Institutions, the CNMV publishes on its website the measures adopted and the sanctions imposed for infringements, and may, where appropriate, maintain the anonymity of the sanctioned person.

In the case of very serious and serious infringements, this information is published through the public sanctions register provided for in Article 244.1 of the Securities Markets and Investment Services Law, in relation to Article 2(j) of Royal Decree 815/2023 of November 8, which implements Law 6/2023 concerning the official registers of the CNMV.

The published information also includes, where applicable, the filing of judicial administrative litigation appeals against the corresponding resolution and subsequent details regarding their outcome.

The information is kept in the register for five years.