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IOSCO: Thematic review of the implementation on the timeliness and frequency of disclosure to investors according to principiles 16 and 26. July 2015.
IOSCO-BCBS: Criteria for identifying simple, transparent and comparable securitisations. July 2015.
IOSCO: Report on SME financing through capital markets. July 2015.
IOSCO: Report on credible deterrance in the enforcement of securities regulation. June 2015.
IOSCO: Good practices on reducing reliance on CRAs in asset management. June 2015.
IOSCO: Survey on anti-fraud messaging. May 2015.
IOSCO: Code of conduct fundamentals for Credit Rating Agencies. March 2015.
IOSCO-CPMI:Public quantitative disclosure standards for central counterparties. February 2015.
IOSCO: Review of the implementation of principles for financial benchmarks. February 2015.
IOSCO: Risk mitigation standards for non-centrally cleared OTC derivatives. January 2015.
CPMI-IOSCO: Final report on the recovery of financial market infrastructures. October 2014.
IOSCO: Strategic framework for investor education and financial literacy. October 2014.
IOSCO: Securities Markets risk Outlook 2014-2015. October 2014.
IOSCO: Market-based long-term financing solutions for SMEs and infrastructure. September 2014.
IOSCO: Review of the implementation of principles for financial benchmarks in respect of the closing spot rate. September 2014.
IOSCO: Update to survey on the principles to the regulation and supervisión of commodity derivatives markets. September 2014.
IOSCO: Implementation of the principles for Oil Price Reporting Agencies (PRAs). September 2014.
IOSCO: Assessment methodology of the implementation of principles for financial benchmarks. July 2014.
IOSCO: Review of the implementation of IOSCO´s principles for financial benchmarks by administrators of Euribor, Libor and Tibor. July 2014.
IOSCO: Risk identification and assessment methodologies for securities regulators. June 2014.
IOSCO: First update to initial level 1 assessment report on implementation monitoring of Principles for Financial Markets Infrastructures. May 2014.
IOSCO: Point of sale disclosure in the insurance, banking and securities sectors. April 2014.
IOSCO: Corporate bond markets: a global perspective. April 2014.
IOSCO: Crowd-funding: an infant industry growing fast. February 2014.
IOSCO: Recommendations regarding the protection of client assets. January 2014.
IOSCO: Regulation of retail structured products. December 2013.
IOSCO: Regulatory issues raised by changes in market structures. December 2013.
IOSCO: Trading fee models and their impact on trading behaviour. December 2013.
IOSCO: Securities Markets Risk Outlook. October 2013.
IOSCO: Securities Markets Risk Outlook 2013-2014. October 2013.
IOSCO: Report on the second hedge fund survey. October 2013.
BASEL COMMITTEE-IOSCO: Margin requirements for non-centrally cleared derivatives. September 2013.
CPSS-IOSCO: Report (level 1) on progress towards implementing the principles for Financial Market Infrastructures. August 2013.
CPSS-IOSCO: Report on authorities´ access to trade repository data. August 2013.
IOSCO: Principles for financial benchmarks. July 2013.
IOSCO: Principles for the regulation of Exchange Traded Funds. June 2013.
IOSCO: Principles for the valuation of Collective Investment Schemes. May 2013.
IOSCO: Addendum to report on investigating and prosecuting market manipulation. April 2013.
IOSCO: Issues and regulatory tools on technological challenges to effective market surveillance. April 2013.
IOSCO: Principles of liquidity risk management for Collective Investment Schemes. March 2013.
IOSCO: Report on investor education initiatives relating to investment services. February 2013.
IOSCO: Suitability requirements with respect to the distribution of complex financial products. January 2013.
IOSCO: Internal controls designed to ensure the integrity of the credit rating process and procedures to manage conflicts of interest. December 2012.
IOSCO-CPSS: Disclosure framework and assessment methodology for their principles for financial markets infrastructures. December 2012.
IOSCO: Principles for ongoing disclosure for asset-backed securities. November 2012.
IOSCO: Recommendations on global developments in securitisation regulation. November 2012.
IOSCO: Implementation of the Principles for the regulation and supervision of commodity derivatives markets. October 2012.
IOSCO: Policy recommendations for Money Market Funds. October 2012.
IOSCO: Principles for Oil Price Reporting Agencies (PRAs). October 2012.
IOSCO: The Credit Default Swap Market. June 2012.
IOSCO: International Standards for derivatives market intermediary regulation. June 2012.
IOSCO: Multilateral Memorandum of understanding. Revised version. May 2012.
IOSCO-CPSS: Principles for financial market infrastructures. April 2012.
IOSCO: Principles of liquidity risk management for CIS. April 2012.
IOSCO: Principles for the regulation of Exchange Traded Funds . March 2012.
IOSCO- Requirements for mandatory clearing. February 2012.
IOSCO, BCBS and IAIS- Report on Intra-Group support measures. February 2012.
IOSCO- Principles on suspensions of redemptions in Collective Investment Schemes. January 2012.
IOSCO- Methodology for assessing implementation of the IOSCO objetives and principles on securities regulation. September 2011.
IOSCO- Principles for the regulation and supervision of commodity derivative markets. September 2011.
IOSCO-CPSS- Report on requirements for OTC derivatives data reporting and aggregation. August 2011.
IOSCO- Principles on dark liquidity. May 2011.
IOSCO- Unregulated financial markets and products. March 2011.
IOSCO- Regulatory implementation of the statement of principles regarding the activities of Credit Rating Agencies. February 2011.
IOSCO- Intermediary internal controls associated with price verification of structured finance products and regulatory approaches to liquidity risk management. February 2011.
IOSCO- Principles on point of sale disclosure. February 2011.
IOSCO- Private equity conflicts of interest. November 2010.
IOSCO- Principles for direct electronic access to markets. August 2010.
IOSCO- Transparency of structured finance products. July 2010
IOSCO-Objectives and principles of securities regulation. June 2010.
IOSCO- Principles regarding cross-border supervisory cooperation. May 2010.
IOSCO-Disclosure principles for public offerings and listings of asset backed securities. Feb. 2010.
IOSCO- Principles for periodic disclosure by listed entities. Feb. 2010.
IOSCO - Elements of International Regulatory Standards on Funds of Hedge Funds Related Issues Based on Best Market Practices. September 2009.
IOSCO - Unregulated Financial Markets and Products-Final Report. September 2009.
IOSCO - Good Practices in relation to Investment Managers´ Due Diligence When Investing in Structured Finance Instruments. July 2009.
IOSCO - Buenas prácticas relativas a la diligencia debida que deben adoptar los gestores de Inversiones cuando invierten en instrumentos financieros estructurados. July 2009.
CPSS/IOSCO - Recommendations for Central Counterparties. July 2009.
IOSCO - Principles for Outsourcing by Markets. July 2009.
IOSCO - Principles on Outsourcing by Markets. July 2009.
IOSCO - Protection of Minority Shareholders in Listed Issuers. Junio 2009.
IOSCO - Hedge Funds Oversight: Final Report. Junio 2009.
IOSCO - Regulation of short selling. Junio 2009
IOSCO - International Cooperation in Oversight of Credit Rating Agencies, Report of the Technical Committee of IOSCO. Marzo 2009.
IOSCO - A review of Implementation of the IOSCO Code of Conduct Fundamental for Credit Rating Agencies, Report of the Technical Committee of IOSCO. Marzo 2009.
IOSCO - Task Force on Commodity Futures Markets, Report of the Technical Committee of IOSCO. Marzo 2009.
IOSCO - IOSCO publishes recommendations to enhance commodity futures markets oversight.
IOSCO - Informe de IOSCO. Análisis de la aplicación de los principios y objetivos de IOSCO a los productos islámicos de valores. (Analysis of The Applications of IOSCO´s Objectives And Principles of Securities Regulation For Islamic Securities Products). Septiembre 2008.
IOSCO - Informe del Comité Técnico de IOSCO. Una visión general del programa de trabajo del Comité Técnico de IOSCO Julio 2008An Overview of the Work of the IOSCO Technical Committee
IOSCO - Informe final del Comité Técnico sobre prácticas en gestión de inversiones para priorizar objetivos (An Experiment Within the Technical Committee Standing Committee on Investment Management to Establish a Framework for Identifying Strategic Priorities - Final Report, Report of the Technical Committee of IOSCO). Junio 2008.
IOSCO - Informe Final del Comité Técnico sobre "Hedge Funds" (Report on Funds of Hedge Funds - Final Report, Report of the Technical Committee of IOSCO). Junio 2008.
IOSCO - Informe del Comité Técnico sobre cuestiones regulatorias en relación con los Fondos Inmobiliarios (Review of the Regulatory Issues Relating to Real Estate Funds, Report of the Technical Committee of IOSCO). Junio 2008.
IOSCO - Informe Final del Comité Técnico sobre "Private Eequity" (Report on Private Equity - Final Report, Report of the Technical Committee of IOSCO). Junio 2008.
IOSCO - Informe Final del Comité Técnico sobre la crisis "Subprime" (Report on the Subprime Crisis - Final Report, Report of the Technical Committee of IOSCO). Mayo 2008.
IOSCO - Comentarios recibidos en la consulta pública sobre el papel de las Agencias de Calificación Crediticia en los mercados financieros estructurados (Comments Received in Relation to the Consultation Report, The Role of Credit Rating Agencies in Structured Finance Markets, Report of the Technical Committee of IOSCO). Mayo 2008.
IOSCO - Código de Conducta de las Agencias de Calificación de Crédito (Code of Conduct Fundamentals for Credit Rating Agencies, Report of the Technical Committee of IOSCO). Mayo 2008.
IOSCO - El papel de las Agencias de Calificación Crediticia en los mercados financieros estructurados (Role of Credit Rating Agencies in Structured Finance Markets - Final Report, Report of the Technical Committee of IOSCO). Mayo 2008.
IOSCO - Informe Final del Comité Técnico sobre Acuerdos de comisiones en especie en Instituciones de Inversión Colectiva. (Soft Commissions Arrangements for Collective Investment Schemes). Noviembre 2007.
IOSCO - Informe del Comité Técnico de IOSCO sobre Principios Internacionales de difusión de información financiera para admisiones a cotización de emisiones transfronterizas de renta fija realizadas por emisores extranjeros. Final Report, Report of the Technical Committee of IOSCO International Disclosure Principles for Cross-Border Offerings and Listings of Debt Securities by Foreign Issuers. Marzo 2007
IOSCO - Informe del Comité Técnico de IOSCO. Independencia de los Consejos de Administración en las Sociedades Cotizadas. (Board Independence Of Listed Companies) y Respuestas recibidas de la industria durante el período de consulta pública de este documento (Responses to the Consultation Report Entitled Board Independence of Listed Companies). Marzo 2007
IOSCO - Informe del Comité Técnico de IOSCO.Análisis del Gobierno en las Instituciones de Inversión Colectiva II Parte (Examination Of Governance For Collective Investment Schemes - Part II)y Respuestas recibidas de la industria durante el período de consulta pública de este documento(Responses to the Consultation Report Entitled Examination Of Governance For Collective Investment Schemes - Part II). Febrero de 2007.
IOSCO - Public Comments on Code of Conduct Fundamentals for CRAs. Noviembre 2004.